Friday, April 25, 2014

DON'T GO BROKE WITH YOUR BROKER

More than 51,000 stockbrokers failed the Series 63 exam at least once. While 86 percent of brokers passed the regulatory test on their first try, those who failed more than twice were 77 percent more likely to report having committed a felony or financial-related misdemeanor and 55 percent more likely to have been fired.
The Wall Street Journal

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